> ## Documentation Index
> Fetch the complete documentation index at: https://docs.useellis.com/llms.txt
> Use this file to discover all available pages before exploring further.

# SEC Filings Filter

Selecting **SEC Fillings** from the type filter narrows the right feed to raw SEC documents only and replaces the left panel with a grouped list of every filing type — so you can drill into exactly the kind of filing you want to track.

***

## Selecting SEC Fillings

Click the type filter button (top-right) and select **SEC Fillings**. Two things happen:

* **Right feed** — shows only raw SEC filing rows. Each row shows the form name and items (e.g. `Form 424B2 - Prospectus [Rule 424(b)(2)]`, `Form 8-K - Current report`). No news rows, no impact bars.

  ![Useellis SEC Filings feed](https://mintcdn.com/insighthread-com/Bwe80cUNVkk9A-Gx/images/image-10.png?fit=max\&auto=format\&n=Bwe80cUNVkk9A-Gx\&q=85\&s=5e43885696c4eb6377ea8a1c353d4337)

  Useellis's right feed with SEC Fillings selected — rows show form name, ticker, and filing period; no news rows or impact bars
* **Left panel** — the sector list is replaced by a grouped filing type list with every form code Useellis covers.

  ![Useellis SEC Filings left panel](https://mintcdn.com/insighthread-com/Bwe80cUNVkk9A-Gx/images/image-9.png?fit=max\&auto=format\&n=Bwe80cUNVkk9A-Gx\&q=85\&s=6bde6f96a08f054be74cad49b1801795)

  Useellis's left panel with SEC Fillings active — sector list replaced by grouped filing types list

***

## Left Panel — Filing Type List

Filing types are grouped by category. Each row shows the **filing name** and its **form code** on the right (e.g. `10-Q`, `8-K`, `ARS`). The same include/exclude filtering applies as the News Filter — first click includes, second click excludes, third click resets.

![Useellis filing type list](https://mintcdn.com/insighthread-com/Bwe80cUNVkk9A-Gx/images/image-11.png?fit=max\&auto=format\&n=Bwe80cUNVkk9A-Gx\&q=85\&s=c1fc0fe07a6336156ecb722f15ce0b1c)

Useellis's filing type list — each row shows the filing name with its form code on the right; click to include, exclude, or reset

The 23 groups and their filing types:

> [accordion] Periodic Reports
>
> | Code | Name |
> | - | - |
> | 10-Q | Quarterly report |
> | 10-Q/A | Quarterly report (amended) |
> | 10-QT | Quarterly transition report |
> | NT 10-Q | Late filing notice — quarterly report |
> | NT 10-Q/A | Late filing notice — quarterly report (amended) |
> | 10-K | Annual report |
> | 10-K/A | Annual report (amended) |
> | 10-KT | Annual transition report |
> | 10-KT/A | Annual transition report (amended) |
> | NT 10-K | Late filing notice — annual report |
> | NT 10-K/A | Late filing notice — annual report (amended) |
> | 20-F | Annual report, foreign private issuer |
> | 20-F/A | Annual report, foreign issuer (amended) |
> | NT 20-F | Late filing notice — 20-F |
> | NT 20-F/A | Late filing notice — 20-F (amended) |
> | 40-F | Annual report, Canadian issuer |
> | 40-F/A | Annual report, Canadian issuer (amended) |
> | 6-K | Current report, foreign private issuer |
> | 6-K/A | Current report, foreign issuer (amended) |
> | 11-K | Annual report, employee stock plan |
> | 11-K/A | Annual report, employee stock plan (amended) |
> | 11-KT | Transition report, employee stock plan |
> | NT 11-K | Late filing notice — 11-K |
> | NT 11-K/A | Late filing notice — 11-K (amended) |
> | ARS | Annual report to shareholders |
> | ARS/A | Annual report to shareholders (amended) |

> [accordion] Current Reports (8-K)
>
> | Code | Name |
> | - | - |
> | 8-K | Current report — material event |
> | 8-K/A | Current report (amended) |
> | 8-K12B | Current report, successor issuer |
> | 8-K12B/A | Current report, successor issuer (amended) |
> | 8-K12G3 | Current report, securities deemed registered |
> | 8-K12G3/A | Current report, successor issuer (amended) |

> [accordion] Insider Ownership
>
> | Code | Name |
> | - | - |
> | 3 | Initial statement of beneficial ownership |
> | 3/A | Initial statement of beneficial ownership (amended) |
> | 4 | Statement of changes in beneficial ownership |
> | 4/A | Statement of changes in beneficial ownership (amended) |
> | 5 | Annual statement of beneficial ownership |
> | 5/A | Annual statement of beneficial ownership (amended) |

> [accordion] Beneficial Ownership (13D/13G)
>
> | Code | Name |
> | - | - |
> | SC 13D | Beneficial ownership report — active investor |
> | SC 13D/A | Beneficial ownership report — active investor (amended) |
> | SC 13G | Beneficial ownership report — passive investor |
> | SC 13G/A | Beneficial ownership report — passive investor (amended) |
> | SCHEDULE 13D | Beneficial ownership report — active investor |
> | SCHEDULE 13D/A | Beneficial ownership report — active investor (amended) |
> | SCHEDULE 13G | Beneficial ownership report — passive investor |
> | SCHEDULE 13G/A | Beneficial ownership report — passive investor (amended) |
> | SC 13E3 | Going-private transaction statement |
> | SC 13E3/A | Going-private transaction statement (amended) |

> [accordion] Tender Offers & M\&A
>
> | Code | Name |
> | - | - |
> | SC TO-I | Tender offer statement — issuer |
> | SC TO-I/A | Tender offer statement — issuer (amended) |
> | SC TO-T | Tender offer statement — third party |
> | SC TO-T/A | Tender offer statement — third party (amended) |
> | SC TO-C | Tender offer written communication |
> | SC 14D9 | Solicitation/recommendation statement |
> | SC 14D9/A | Solicitation/recommendation statement (amended) |
> | SC14D9C | Solicitation/recommendation communication |
> | SC14D1F/A | Third-party tender offer, foreign issuer (amended) |
> | SC 14F1 | Change in majority of directors |
> | SC 14F1/A | Change in majority of directors (amended) |
> | 425 | Business combination communication |
> | CB | Foreign tender offer / business combination notice |
> | CB/A | Foreign tender offer notice (amended) |

> [accordion] Proxy & Information Statements
>
> | Code | Name |
> | - | - |
> | DEF 14A | Definitive proxy statement |
> | DEFA14A | Additional proxy soliciting material |
> | DEFC14A | Contested proxy statement |
> | DEFM14A | Merger proxy statement |
> | DEFN14A | Non-management proxy statement |
> | DEFR14A | Revised proxy statement |
> | PRE 14A | Preliminary proxy statement |
> | PREC14A | Preliminary contested proxy statement |
> | PREM14A | Preliminary merger proxy statement |
> | PRER14A | Preliminary revised proxy statement |
> | PRRN14A | Preliminary non-management proxy statement |
> | PREN14A | Preliminary non-management proxy statement |
> | DFAN14A | Additional definitive soliciting material |
> | DFRN14A | Revised definitive non-management proxy |
> | DEF 14C | Definitive information statement |
> | DEFA14C | Additional information soliciting material |
> | DEFM14C | Merger information statement |
> | DEFR14C | Revised information statement |
> | PRE 14C | Preliminary information statement |
> | PREC14C | Preliminary contested information statement |
> | PREM14C | Preliminary merger information statement |
> | PRER14C | Preliminary revised information statement |
> | PX14A6G | Exempt solicitation notice |
> | PX14A6N | Exempt solicitation notice, non-management |

> [accordion] Registration Statements
>
> | Code | Name |
> | - | - |
> | S-1 | Registration statement — IPO / new issuer |
> | S-1/A | Registration statement — IPO (amended) |
> | S-3 | Registration statement — seasoned issuer |
> | S-3ASR | Automatic shelf registration |
> | S-4 | Registration statement — business combination |
> | S-11 | Registration statement — real estate company |
> | F-1 | Registration statement — foreign private issuer |
> | F-3 | Registration — foreign, seasoned issuer |
> | F-3ASR | Automatic shelf registration, foreign issuer |
> | F-4 | Registration — foreign business combination |
> | F-6 | Registration — depositary shares (ADRs) |
> | F-10 | Registration — Canadian issuer |
> | DRS | Draft registration statement (confidential) |
> | POS AM | Post-effective amendment |

> [accordion] Prospectuses & Offering Documents
>
> | Code | Name |
> | - | - |
> | 424B2 | Prospectus supplement |
> | 424B3 | Prospectus — Rule 424(b)(3) |
> | 424B4 | Prospectus — Rule 424(b)(4) |
> | 424B5 | Prospectus supplement — shelf offering |
> | FWP | Free writing prospectus |
> | 497 | Fund prospectus / summary |
> | 497K | Fund summary prospectus |
> | SUPPL | Prospectus supplement filing |

> [accordion] Institutional Holdings (13F)
>
> | Code | Name |
> | - | - |
> | 13F-HR | Institutional investment manager holdings |
> | 13F-HR/A | Institutional holdings report (amended) |
> | 13F-NT | Institutional manager notice — holdings filed elsewhere |
> | 13F-NT/A | Institutional manager notice (amended) |

> [accordion] Rule 144 (Restricted Stock Sales)
>
> | Code | Name |
> | - | - |
> | 144 | Notice of proposed sale of restricted securities |
> | 144/A | Notice of proposed sale (amended) |

> [accordion] Private Placements (Form D)
>
> | Code | Name |
> | - | - |
> | D | Notice of exempt offering of securities |
> | D/A | Notice of exempt offering (amended) |

> [accordion] Employee Benefit Plans
>
> | Code | Name |
> | - | - |
> | S-8 | Registration — employee benefit plan |
> | S-8 POS | Post-effective amendment — employee benefit plan |

> [accordion] Fund & Investment Company Filings
>
> | Code | Name |
> | - | - |
> | N-CSR | Annual fund shareholder report |
> | N-CSRS | Semi-annual fund shareholder report |
> | N-PX | Fund proxy voting record |
> | N-CEN | Annual fund census report |
> | NPORT-P | Fund portfolio holdings report |
> | N-2 | Closed-end fund registration |
> | N-14 | Registration — fund business combination |

> [accordion] Asset-Backed Securities
>
> | Code | Name |
> | - | - |
> | 10-D | Asset-backed securities distribution report |
> | ABS-15G | Asset-backed securities Rule 15Ga-2 report |
> | ABS-EE | Asset-backed securities exhibits |
> | SF-1 | Registration — asset-backed securities shelf |

> [accordion] Regulation A Offerings
>
> | Code | Name |
> | - | - |
> | 1-A | Regulation A offering statement |
> | 1-K | Regulation A annual report |
> | 1-SA | Regulation A semi-annual report |
> | 1-U | Regulation A current report |
> | 1-Z | Regulation A exit report |

> [accordion] Crowdfunding (Regulation CF)
>
> | Code | Name |
> | - | - |
> | C | Regulation Crowdfunding offering statement |
> | C-AR | Crowdfunding annual report |
> | C-TR | Crowdfunding termination of reporting |
> | C-U | Crowdfunding progress update |
> | C-W | Crowdfunding offering withdrawal |

> [accordion] Exchange Registration & Deregistration
>
> | Code | Name |
> | - | - |
> | 8-A12B | Registration of securities — exchange listing |
> | 8-A12G | Registration of securities — national market |
> | 15-12G | Termination of registration |
> | 15-15D | Suspension of reporting obligation |
> | 25 | Notice of delisting / removal from exchange |
> | 25-NSE | Notice of delisting — national securities exchange |

> [accordion] Disclosure & Compliance
>
> | Code | Name |
> | - | - |
> | SD | Conflict minerals disclosure |
> | SD/A | Conflict minerals disclosure (amended) |
> | SP 15D2 | Special financial report |
> | HFCAA-GOV | Holding Foreign Companies Accountable Act disclosure |
> | IRANNOTICE | Iran-related business disclosure |

> [accordion] SEC Correspondence & Administrative
>
> | Code | Name |
> | - | - |
> | CORRESP | Correspondence with SEC staff |
> | LETTER | SEC staff letter |
> | EFFECT | Notice of effectiveness |
> | ORDER | SEC order |
> | RW | Registration withdrawal request |
> | COVER | Cover letter |
> | DOS | Draft offering statement (confidential) |

> [accordion] Regulated Entity Filings
>
> | Code | Name |
> | - | - |
> | MA-I | Municipal advisor initial application |
> | MA-A | Municipal advisor annual update |
> | TA-1 | Transfer agent registration |
> | X-17A-5 | Broker-dealer annual audited report |
> | SBSE-A | Security-based swap dealer application |

> [accordion] Trust Indenture
>
> | Code | Name |
> | - | - |
> | T-3 | Trust indenture application |
> | T-3/A | Trust indenture application (amended) |

> [accordion] Foreign Issuer Exemptions
>
> | Code | Name |
> | - | - |
> | 40FR12B | Foreign private issuer exemption — exchange |
> | 40FR12G | Foreign private issuer exemption — national market |
> | 40-17G | Fidelity bond notice |
> | 40-APP | Application for exemptive order |

> [accordion] Legacy Filing Types
>
> | Code | Name |
> | - | - |
> | QRTLYRPT | Quarterly report (legacy format) |
> | ANNLRPT | Annual report (legacy format) |
> | 305B2 | Trust indenture eligibility statement |
> | 305B2/A | Trust indenture eligibility statement (amended) |

***

## How Filing Type Filtering Works

Same three-state toggle as the News Filter:

| Click | State | Effect |
| - | - | - |
| First | Include ✓ | Feed shows only filings of that type |
| Second | Exclude − | Filings of that type are hidden |
| Third | Reset | No filter for that type |

You can include or exclude multiple types simultaneously.

***

## Opening a Filing

Click any row in the SEC Filings feed to open the **Document Viewer**.

![Useellis Document Viewer](https://mintcdn.com/insighthread-com/Bwe80cUNVkk9A-Gx/images/image-12.png?fit=max\&auto=format\&n=Bwe80cUNVkk9A-Gx\&q=85\&s=e02d83351b7f97c9015a261a124b2d56)

Useellis's Document Viewer — form type, ticker, and filing period header with zoom controls and page navigation

The viewer renders the raw filed document directly from SEC EDGAR:

* **Header** — form type, ticker, and filing period (e.g. `SCHEDULE 13G · AAP · Q3 2026`)
* **Zoom controls** — 100% default with `−` and `+` to zoom in/out
* **Page navigation** — up/down arrows to move between pages
* **Document tab** — confirms the form type being viewed
* **Full document** — the actual filed text exactly as submitted to the SEC, including all exhibits

![Useellis filed document viewer](https://mintcdn.com/insighthread-com/Bwe80cUNVkk9A-Gx/images/file-24e0a60cbb6b4061ce2f4ebb99a7169b.png?fit=max\&auto=format\&n=Bwe80cUNVkk9A-Gx\&q=85\&s=1b78945dd15cf7157bfc9ce6c335cf6a)

Full filed document as submitted to the SEC, rendered in Useellis — complete text with all exhibits

> [!TIP]
>
> You can open AI Chat from the Document Viewer to ask questions about any filing. The AI automatically has the document as context — no need to paste or describe it.


This documentation is built and hosted on [Mintlify](https://mintlify.com), a developer documentation platform.